Important Disclosures

Important Disclosures


¨ NEXT Financial Group, Inc. Member FINRA/SIPC is a registered Broker-Dealer and an Investment Advisor registered with the US Securities and Exchange Commission. 

¨  Scot A. Shier (CA Ins. Lic. No 0B40157), is an Investment Adviser Representative of NEXT Financial Group, Inc. To view NEXT Financial Group, Inc.'s privacy policy and other important information, visit the "Customers" section of

¨  Scot Shier is licensed to transact:

          Securities in:  AZ, CA, IN, OR, PA, SC, TX, WA

          Insurance in:  AZ, CA, NV, TX, VA, WA

¨ These web pages should not be construed as an offer to recommend or sell securities, insurance or advisory services in any state in which the above individual is not licensed and/or registered to do so.